Daniel Rausch

Abstract

Voter privacy and end-to-end (E2E) verifiability are critical features of electronic voting (e-voting) systems to safeguard elections. To achieve these properties commonly a perfect bulletin board (BB) is assumed that provides consistent, reliable, and tamper-proof storage and transmission of voting data. However, in practice, BBs operate in asynchronous and unreliable networks, and hence, are susceptible to vulnerabilities such as equivocation attacks and dropped votes, which can compromise both verifiability and privacy. Although prior research has weakened the perfect BB assumption, it still depends on trusting certain BB components. In this work, we present and initiate a formal exploration of designing e-voting systems based on fully untrusted BBs. For this purpose, we leverage the notion of accountability and in particular use accountable BBs. Accountability ensures that if a security breach occurs, then cryptographic evidence can identify malicious parties. Fully untrusted BBs running in asynchronous networks bring new challenges. Among others, we identify several types of attacks that a malicious but accountable BB might be able to perform and propose a new E2E verifiability notion for this setting. Based on this notion and as a proof of concept, we construct the first e-voting system that is provably E2E verifiable and provides vote privacy even when the underlying BB is fully malicious. This establishes an alternative to traditional e-voting architectures that rely on (threshold) trusted BB servers.

Abstract

Oblivious Pseudorandom Functions (OPRFs) are fundamental cryptographic primitives essential for privacy-enhancing technologies such as private set intersection, oblivious keyword search, and password-based authentication protocols. We present the first fully adaptive, partially oblivious threshold pseudorandom function that supports proactive key refresh and provides composable security under the One-More Gap Diffie-Hellman assumption in the random oracle model. Our construction is secure with respect to a new ideal functionality for OPRFs that addresses three critical shortcomings of previous models–specifically, key refresh and non-verifiability issues that rendered them unrealizable. In addition, we identify a gap in a prior work’s proof of partial obliviousness and develop a novel proof technique to salvage their scheme.

Abstract

Electronic voting (e-voting) systems have become more prevalent in recent years, but security concerns have also increased, especially regarding the privacy and verifiability of votes. As an essential ingredient for constructing secure e-voting systems, designers often employ zero-knowledge proofs (ZKPs), allowing voters to prove their votes are valid without revealing them. Invalid votes can then be discarded to protect verifiability without compromising the privacy of valid votes. General purpose zero-knowledge proofs (GPZKPs) such as ZK-SNARKs can be used to prove arbitrary statements, including ballot validity. While a specialized ZKP that is constructed only for a specific election type/voting method, ballot format, and encryption/commitment scheme can be more efficient than a GPZKP, the flexibility offered by GPZKPs would allow for quickly constructing e-voting systems for new voting methods and new ballot formats. So far, however, the viability of GPZKPs for showing ballot validity for various ballot formats, in particular, whether and in how far they are practical for voters to compute, has only recently been investigated for ballots that are computed as Pedersen vector commitments in an ACM CCS 2022 paper by Huber et al. Here, we continue this line of research by performing a feasibility study of GPZKPs for the more common case of ballots encrypted via Exponential ElGamal encryption. Specifically, building on the work by Huber et al., we describe how the Groth16 ZK-SNARK can be instantiated to show ballot validity for arbitrary election types and ballot formats encrypted via Exponential ElGamal. As our main contribution, we implement, benchmark, and compare several such instances for a wide range of voting methods and ballot formats. Our benchmarks not only establish a basis for protocol designers to make an educated choice for or against such a GPZKP, but also show that GPZKPs are actually viable for showing ballot validity in voting systems using Exponential ElGamal.

Abstract

Electronic voting (e-voting) systems have become more prevalent in recent years, but security concerns have also increased, especially regarding the privacy and verifiability of votes. As an essential ingredient for constructing secure e-voting systems, designers often employ zero-knowledge proofs (ZKPs), allowing voters to prove their votes are valid without revealing them. Invalid votes can then be discarded to protect verifiability without compromising the privacy of valid votes. General purpose zero-knowledge proofs (GPZKPs) such as ZK-SNARKs can be used to prove arbitrary statements, including ballot validity. While a specialized ZKP that is constructed only for a specific election type/voting method, ballot format, and encryption/commitment scheme can be more efficient than a GPZKP, the flexibility offered by GPZKPs would allow for quickly constructing e-voting systems for new voting methods and new ballot formats. So far, however, the viability of GPZKPs for showing ballot validity for various ballot formats, in particular, whether and in how far they are practical for voters to compute, has only recently been investigated for ballots that are computed as Pedersen vector commitments in an ACM CCS 2022 paper by Huber et al. Here, we continue this line of research by performing a feasibility study of GPZKPs for the more common case of ballots encrypted via Exponential ElGamal encryption. Specifically, building on the work by Huber et al., we describe how the Groth16 ZK-SNARK can be instantiated to show ballot validity for arbitrary election types and ballot formats encrypted via Exponential ElGamal. As our main contribution, we implement, benchmark, and compare several such instances for a wide range of voting methods and ballot formats. Our benchmarks not only establish a basis for protocol designers to make an educated choice for or against such a GPZKP, but also show that GPZKPs are actually viable for showing ballot validity in voting systems using Exponential ElGamal.

Abstract

Bulletin boards (BB) are important cryptographic building blocks that, at their core, provide a broadcast channel with memory. BBs are widely used within many security protocols, including secure multi-party computation protocols, e-voting systems, and electronic auctions. Even though the security of protocols crucially depends on the underlying BB, as also highlighted by recent works, the literature on constructing secure BBs is sparse. The so-far only provably secure BBs require trusted components and sometimes also networks without message loss, which makes them unsuitable for applications with particularly high security needs where these assumptions might not always be met. In this work, we fill this gap by leveraging the concepts of accountability and universal composability (UC). More specifically, we propose the first ideal functionality for accountable BBs that formalizes the security requirements of such BBs in UC. We then propose Fabric*BB as a slight extension designed on top of Fabric*, which is a variant of the prominent Hyperledger Fabric distributed ledger protocol, and show that Fabric*BB UC-realizes our ideal BB functionality. This result makes Fabric*BB the first provably accountable BB, an often desired, but so far not formally proven property for BBs, and also the first BB that has been proven to be secure based only on standard cryptographic assumptions and without requiring trusted BB components or network assumptions. Through an implementation and performance evaluation we show that Fabric*BB is practical for many applications of BBs.

Abstract

Bulletin boards (BB) are important cryptographic building blocks that, at their core, provide a broadcast channel with memory. BBs are widely used within many security protocols, including secure multi-party computation protocols, e-voting systems, and electronic auctions. Even though the security of protocols crucially depends on the underlying BB, as also highlighted by recent works, the literature on constructing secure BBs is sparse. The so-far only provably secure BBs require trusted components and sometimes also networks without message loss, which makes them unsuitable for applications with particularly high security needs where these assumptions might not always be met. In this work, we fill this gap by leveraging the concepts of accountability and universal composability (UC). More specifically, we propose the first ideal functionality for accountable BBs that formalizes the security requirements of such BBs in UC. We then propose Fabric*BB as a slight extension designed on top of Fabric*, which is a variant of the prominent Hyperledger Fabric distributed ledger protocol, and show that Fabric*BB UC-realizes our ideal BB functionality. This result makes Fabric*BB the first provably accountable BB, an often desired, but so far not formally proven property for BBs, and also the first BB that has been proven to be secure based only on standard cryptographic assumptions and without requiring trusted BB components or network assumptions. Through an implementation and performance evaluation we show that Fabric*BB is practical for many applications of BBs.

Abstract

Modern e-voting systems provide what is called verifiability, i.e., voters are able to check that their votes have actually been counted despite potentially malicious servers and voting authorities. Some of these systems, called tally-hiding systems, provide increased privacy by revealing only the actual election result, e.g., the winner of the election, but no further information that is supposed to be kept secret. However, due to these very strong privacy guarantees, supporting complex voting methods at a real-world scale has proven to be very challenging for tally-hiding systems. A widespread class of elections, and at the same time, one of the most involved ones is parliamentary election with party-based seat-allocation. These elections are performed for millions of voters, dozens of parties, and hundreds of individual candidates competing for seats; they also use very sophisticated multi-step algorithms to compute the final assignment of seats to candidates based on, e.g., party lists, hundreds of electoral constituencies, possibly additional votes for individual candidates, overhang seats, and special exceptions for minorities. So far, it has not been investigated whether and in how far such elections can be performed in a verifiable tally-hiding manner. In this work, we design and implement the first verifiable (fully) tally-hiding e-voting system for an election from this class, namely, for the German parliament (Bundestag). As part of this effort, we propose several new tally-hiding building blocks that are of independent interest. We perform benchmarks based on actual election data, which show, perhaps surprisingly, that our proposed system is practical even at a real-world scale. Our work thus serves as a foundational feasibility study for this class of elections.

Abstract

Modern e-voting systems provide what is called verifiability, i.e., voters are able to check that their votes have actually been counted despite potentially malicious servers and voting authorities. Some of these systems, called tally-hiding systems, provide increased privacy by revealing only the actual election result, e.g., the winner of the election, but no further information that is supposed to be kept secret. However, due to these very strong privacy guarantees, supporting complex voting methods at a real-world scale has proven to be very challenging for tally-hiding systems. A widespread class of elections, and at the same time, one of the most involved ones is parliamentary election with party-based seat-allocation. These elections are performed for millions of voters, dozens of parties, and hundreds of individual candidates competing for seats; they also use very sophisticated multi-step algorithms to compute the final assignment of seats to candidates based on, e.g., party lists, hundreds of electoral constituencies, possibly additional votes for individual candidates, overhang seats, and special exceptions for minorities. So far, it has not been investigated whether and in how far such elections can be performed in a verifiable tally-hiding manner. In this work, we design and implement the first verifiable (fully) tally-hiding e-voting system for an election from this class, namely, for the German parliament (Bundestag). As part of this effort, we propose several new tally-hiding building blocks that are of independent interest. We perform benchmarks based on actual election data, which show, perhaps surprisingly, that our proposed system is practical even at a real-world scale. Our work thus serves as a foundational feasibility study for this class of elections.

Abstract

Accountability is a well-established and widely used security concept that allows for obtaining undeniable cryptographic proof of misbehavior, thereby incentivizing honest behavior. There already exist several general purpose accountability frameworks for formal game-based security analyses. Unfortunately, such game-based frameworks do not support modular security analyses, which is an important tool to handle the complexity of modern protocols. Universal composability (UC) models provide native support for modular analyses, including re-use and composition of security results. So far, accountability has mainly been modeled and analyzed in UC models for the special case of MPC protocols, with a general purpose accountability framework for UC still missing. That is, a framework that among others supports arbitrary protocols, a wide range of accountability properties, handling and mixing of accountable and non-accountable security properties, and modular analysis of accountable protocols. To close this gap, we propose AUC, the first general purpose accountability framework for UC models, which supports all of the above, based on several new concepts. We exemplify AUC in three case studies not covered by existing works. In particular, AUC unifies existing UC accountability approaches within a single framework.

Abstract

Accountability is a well-established and widely used security concept that allows for obtaining undeniable cryptographic proof of misbehavior, thereby incentivizing honest behavior. There already exist several general purpose accountability frameworks for formal game-based security analyses. Unfortunately, such game-based frameworks do not support modular security analyses, which is an important tool to handle the complexity of modern protocols. Universal composability (UC) models provide native support for modular analyses, including re-use and composition of security results. So far, accountability has mainly been modeled and analyzed in UC models for the special case of MPC protocols, with a general purpose accountability framework for UC still missing. That is, a framework that among others supports arbitrary protocols, a wide range of accountability properties, handling and mixing of accountable and non-accountable security properties, and modular analysis of accountable protocols. To close this gap, we propose AUC, the first general purpose accountability framework for UC models, which supports all of the above, based on several new concepts. We exemplify AUC in three case studies not covered by existing works. In particular, AUC unifies existing UC accountability approaches within a single framework.

Abstract

Elections are an important corner stone of democratic processes. In addition to publishing the final result (e.g., the overall winner), elections typically publish the full tally consisting of all (aggregated) individual votes. This causes several issues, including loss of privacy for both voters and election candidates as well as so-called Italian attacks that allow for easily coercing voters. Several e-voting systems have been proposed to address these issues by hiding (parts of) the tally. This property is called tally-hiding. Existing tally-hiding e-voting systems in the literature aim at hiding (part of) the tally from everyone, including voting authorities, while at the same time offering verifiability, an important and standard feature of modern e-voting systems which allows voters and external observers to check that the published election result indeed corresponds to how voters actually voted. In contrast, real elections often follow a different common practice for hiding the tally: the voting authorities internally compute (and learn) the full tally but publish only the final result (e.g., the winner). This practice, which we coin publicly tally-hiding, indeed solves the aforementioned issues for the public, but currently has to sacrifice verifiability due to a lack of practical systems. In this paper, we close this gap. We formalize the common notion of publicly tally-hiding and propose the first provably secure verifiable e-voting system, called Kryvos, which directly targets publicly tally-hiding elections. We instantiate our system for a wide range of both simple and complex voting methods and various result functions. We provide an extensive evaluation which shows that Kryvos is practical and able to handle a large number of candidates, complex voting methods and result functions. Altogether, Kryvos shows that the concept of publicly tally-hiding offers a new trade-off between privacy and efficiency that is different from all previous tally-hiding systems and which allows for a radically new protocol design resulting in a practical e-voting system.

Abstract

Elections are an important corner stone of democratic processes. In addition to publishing the final result (e.g., the overall winner), elections typically publish the full tally consisting of all (aggregated) individual votes. This causes several issues, including loss of privacy for both voters and election candidates as well as so-called Italian attacks that allow for easily coercing voters. Several e-voting systems have been proposed to address these issues by hiding (parts of) the tally. This property is called tally-hiding. Existing tally-hiding e-voting systems in the literature aim at hiding (part of) the tally from everyone, including voting authorities, while at the same time offering verifiability, an important and standard feature of modern e-voting systems which allows voters and external observers to check that the published election result indeed corresponds to how voters actually voted. In contrast, real elections often follow a different common practice for hiding the tally: the voting authorities internally compute (and learn) the full tally but publish only the final result (e.g., the winner). This practice, which we coin publicly tally-hiding, indeed solves the aforementioned issues for the public, but currently has to sacrifice verifiability due to a lack of practical systems. In this paper, we close this gap. We formalize the common notion of publicly tally-hiding and propose the first provably secure verifiable e-voting system, called Kryvos, which directly targets publicly tally-hiding elections. We instantiate our system for a wide range of both simple and complex voting methods and various result functions. We provide an extensive evaluation which shows that Kryvos is practical and able to handle a large number of candidates, complex voting methods and result functions. Altogether, Kryvos shows that the concept of publicly tally-hiding offers a new trade-off between privacy and efficiency that is different from all previous tally-hiding systems and which allows for a radically new protocol design resulting in a practical e-voting system.

Abstract

Universal Composability is a widely used concept for the design and analysis of protocols. Since Canetti's original UC model and the model by Pfitzmann and Waidner several different models for universal composability have been proposed, including, for example, the IITM model, GNUC, CC, but also extensions and restrictions of the UC model, such as JUC, GUC, and SUC. These were motivated by the lack of expressivity of existing models, ease of use, or flaws in previous models. Cryptographers choose between these models based on their needs at hand (e.g., support for joint state and global state) or simply their familiarity with a specific model. While all models follow the same basic idea, there are huge conceptually differences, which raises fundamental and practical questions: (How) do the concepts and results proven in one model relate to those in another model? Do the different models and the security notions formulated therein capture the same classes of attacks? Most importantly, can cryptographers re-use results proven in one model in another model, and if so, how? In this paper, we initiate a line of research with the aim to address this lack of understanding, consolidate the space of models, and enable cryptographers to re-use results proven in other models. As a start, here we focus on Canetti's prominent UC model and the IITM model proposed by Kuesters et al. The latter is an interesting candidate for comparison with the UC model since it has been used to analyze a wide variety of protocols, supports a very general protocol class and provides, among others, seamless treatment of protocols with shared state, including joint and global state. Our main technical contribution is an embedding of the UC model into the IITM model showing that all UC protocols, security and composition results carry over to the IITM model. Hence, protocol designers can profit from the features of the IITM model while being able to use all their results proven in the UC model. We also show that, in general, one cannot embed the full IITM model into the UC model.

Abstract

Universal Composability is a widely used concept for the design and analysis of protocols. Since Canetti's original UC model and the model by Pfitzmann and Waidner several different models for universal composability have been proposed, including, for example, the IITM model, GNUC, CC, but also extensions and restrictions of the UC model, such as JUC, GUC, and SUC. These were motivated by the lack of expressivity of existing models, ease of use, or flaws in previous models. Cryptographers choose between these models based on their needs at hand (e.g., support for joint state and global state) or simply their familiarity with a specific model. While all models follow the same basic idea, there are huge conceptually differences, which raises fundamental and practical questions: (How) do the concepts and results proven in one model relate to those in another model? Do the different models and the security notions formulated therein capture the same classes of attacks? Most importantly, can cryptographers re-use results proven in one model in another model, and if so, how? In this paper, we initiate a line of research with the aim to address this lack of understanding, consolidate the space of models, and enable cryptographers to re-use results proven in other models. As a start, here we focus on Canetti's prominent UC model and the IITM model proposed by Kuesters et al. The latter is an interesting candidate for comparison with the UC model since it has been used to analyze a wide variety of protocols, supports a very general protocol class and provides, among others, seamless treatment of protocols with shared state, including joint and global state. Our main technical contribution is an embedding of the UC model into the IITM model showing that all UC protocols, security and composition results carry over to the IITM model. Hence, protocol designers can profit from the features of the IITM model while being able to use all their results proven in the UC model. We also show that, in general, one cannot embed the full IITM model into the UC model.

Abstract

In recent years, lattice-based secure multi-party computation (MPC) has seen a rise in popularity and is used more and more in large scale applications like privacy-preserving cloud computing, electronic voting, or auctions. Many of these applications come with the following high security requirements: a computation result should be publicly verifiable, with everyone being able to identify a malicious party and hold it accountable, and a malicious party should not be able to corrupt the computation, force a protocol restart, or block honest parties or an honest third-party (client) that provided private inputs from receiving a correct result. The protocol should guarantee verifiability and accountability even if all protocol parties are malicious. While some protocols address one or two of these often essential security features, we present the first publicly verifiable and accountable, and (up to a threshold) robust SPDZ-like MPC protocol without restart. We propose protocols for accountable and robust online, offline, and setup computations. We adapt and partly extend the lattice-based commitment scheme by Baum et al. (SCN 2018) as well as other primitives like ZKPs. For the underlying commitment scheme and the underlying BGV encryption scheme we determine ideal parameters. We give a performance evaluation of our protocols and compare them to state-of-the-art protocols both with and without our target security features: public accountability, public verifiability and robustness.

Abstract

In recent years, lattice-based secure multi-party computation (MPC) has seen a rise in popularity and is used more and more in large scale applications like privacy-preserving cloud computing, electronic voting, or auctions. Many of these applications come with the following high security requirements: a computation result should be publicly verifiable, with everyone being able to identify a malicious party and hold it accountable, and a malicious party should not be able to corrupt the computation, force a protocol restart, or block honest parties or an honest third-party (client) that provided private inputs from receiving a correct result. The protocol should guarantee verifiability and accountability even if all protocol parties are malicious. While some protocols address one or two of these often essential security features, we present the first publicly verifiable and accountable, and (up to a threshold) robust SPDZ-like MPC protocol without restart. We propose protocols for accountable and robust online, offline, and setup computations. We adapt and partly extend the lattice-based commitment scheme by Baum et al. (SCN 2018) as well as other primitives like ZKPs. For the underlying commitment scheme and the underlying BGV encryption scheme we determine ideal parameters. We give a performance evaluation of our protocols and compare them to state-of-the-art protocols both with and without our target security features: public accountability, public verifiability and robustness.

Abstract

In the past few years blockchains have been a major focus for security research, resulting in significant progress in the design, formalization, and analysis of blockchain protocols. However, the more general class of distributed ledgers, which includes not just blockchains but also prominent non-blockchain protocols, such as Corda and OmniLedger, cannot be covered by the state-of-the-art in the security literature yet. These distributed ledgers often break with traditional blockchain paradigms, such as block structures to store data, system-wide consensus, or global consistency. In this paper, we close this gap by proposing the first framework for defining and analyzing the security of general distributed ledgers, with an ideal distributed ledger functionality at the core of our contribution. This functionality covers not only classical blockchains but also non-blockchain distributed ledgers in a unified way. To illustrate our ledger functionality, we first show that the prominent ideal blockchain functionalities from Badertscher et al. and its privacy preserving derivative from Kerber et al. realize (suitable instantiations of) our functionality, which precisely captures their security properties. This immediately implies that their respective implementations, including Bitcoin, Ouroboros Genesis, and Ouroboros Crypsinous, realize our ideal ledger functionality as well. Secondly, we demonstrate that our ideal ledger functionality is capable of precisely modeling also non-blockchain distributed ledgers by performing the first formal security analysis of such a distributed ledger, namely the prominent Corda protocol. Due to the wide spread use of Corda in the industry, in particular the financial sector, this analysis is of independent interest. These results also illustrate that our ideal ledger functionality not just generalizes the modular treatment of blockchains to distributed ledgers, but moreover helps to unify existing results.

Abstract

Modern electronic voting systems (e-voting systems) are designed to achieve a variety of security properties, such as verifiability, accountability, and vote privacy. Some of these systems aim at so-called tally-hiding: they compute the election result, according to some result function, like the winner of the election, without revealing any other information to any party. In particular, if desired, they neither reveal the full tally consisting of all (aggregated or even individual) votes nor parts of it, except for the election result, according to the result function. Tally-hiding systems offer many attractive features, such as strong privacy guarantees both for voters and for candidates, and protection against Italian attacks. The Ordinos system is a recent provably secure framework for accountable tally-hiding e-voting that extends Helios and can be instantiated for various election methods and election result functions. So far, practical instantiations and implementations for only rather simple result functions (e.g., computing the k best candidates) and single/multi-vote elections have been developed for Ordinos. In this paper, we propose and implement several new Ordinos instantiations in order to support Borda voting, the Hare-Niemeyer method for proportional representation, multiple Condorcet methods, and Instant-Runoff Voting. Our instantiations, which are based on suitable secure multi-party computation (MPC) components, offer the first tally-hiding implementations for these voting methods. To evaluate the practicality of our MPC components and the resulting e-voting systems, we provide extensive benchmarks for all our implementations.

Abstract

Modern electronic voting systems (e-voting systems) are designed to achieve a variety of security properties, such as verifiability, accountability, and vote privacy. Some of these systems aim at so-called tally-hiding: they compute the election result, according to some result function, like the winner of the election, without revealing any other information to any party. In particular, if desired, they neither reveal the full tally consisting of all (aggregated or even individual) votes nor parts of it, except for the election result, according to the result function. Tally-hiding systems offer many attractive features, such as strong privacy guarantees both for voters and for candidates, and protection against Italian attacks. The Ordinos system is a recent provably secure framework for accountable tally-hiding e-voting that extends Helios and can be instantiated for various election methods and election result functions. So far, practical instantiations and implementations for only rather simple result functions (e.g., computing the k best candidates) and single/multi-vote elections have been developed for Ordinos. In this paper, we propose and implement several new Ordinos instantiations in order to support Borda voting, the Hare-Niemeyer method for proportional representation, multiple Condorcet methods, and Instant-Runoff Voting. Our instantiations, which are based on suitable secure multi-party computation (MPC) components, offer the first tally-hiding implementations for these voting methods. To evaluate the practicality of our MPC components and the resulting e-voting systems, we provide extensive benchmarks for all our implementations.

Abstract

In the past few years blockchains have been a major focus for security research, resulting in significant progress in the design, formalization, and analysis of blockchain protocols. However, the more general class of distributed ledgers, which includes not just blockchains but also prominent non-blockchain protocols, such as Corda and OmniLedger, cannot be covered by the state-of-the-art in the security literature yet. These distributed ledgers often break with traditional blockchain paradigms, such as block structures to store data, system-wide consensus, or global consistency. In this paper, we close this gap by proposing the first framework for defining and analyzing the security of general distributed ledgers, with an ideal distributed ledger functionality at the core of our contribution. This functionality covers not only classical blockchains but also non-blockchain distributed ledgers in a unified way. To illustrate our ledger functionality, we first show that the prominent ideal blockchain functionalities from Badertscher et al. and its privacy preserving derivative from Kerber et al. realize (suitable instantiations of) our functionality, which precisely captures their security properties. This immediately implies that their respective implementations, including Bitcoin, Ouroboros Genesis, and Ouroboros Crypsinous, realize our ideal ledger functionality as well. Secondly, we demonstrate that our ideal ledger functionality is capable of precisely modeling also non-blockchain distributed ledgers by performing the first formal security analysis of such a distributed ledger, namely the prominent Corda protocol. Due to the wide spread use of Corda in the industry, in particular the financial sector, this analysis is of independent interest. These results also illustrate that our ideal ledger functionality not just generalizes the modular treatment of blockchains to distributed ledgers, but moreover helps to unify existing results.

Abstract

Security protocols, such as TLS, SSH, IEEE 802.11, and DNSSEC, have become crucial tools in modern society to protect people, data, and infrastructure. They are used throughout virtually all electronic devices to achieve a wide range of different security goals, such as confidentiality, authentication, and integrity. As the long history of attacks on security protocols illustrates, it is indispensable to perform a formal security analysis of such protocols. A central tool in cryptography for taming the complexity of the design and the analysis of modern protocols is modularity, provided by security models for universal composability. Such models allow for designing and analyzing small parts of a protocol in isolation and then reusing these security results in the context of the overall protocol. This is not just easier than analyzing the whole protocol as a monolithic block but also reduces the overall effort required in building and analyzing multiple different protocols based on the same underlying components, such as cryptographic primitives. Ideally, a model for universal composability should support a protocol designer in easily creating full, precise, and detailed specifications as well as sound security proofs of various protocols for various types of adversarial models, instead of being an additional obstacle one has to overcome during a security analysis. In particular, such a model should be sound, flexible/expressive, and easy to use. Unfortunately, despite the wide spread use of models for universal composability, existing models and frameworks are still unsatisfying in these respects as none combines all of these requirements simultaneously. In this thesis we therefore develop a model for universal composability, called the iUC framework, which combines soundness, usability, and flexibility in a so far unmatched way, and hence constitutes a solid framework for designing and analyzing essentially any protocol and application in a modular, universally composable, and sound manner. We use our model in a case study to analyze multiple different key exchange protocols precisely as they are deployed in practice. This illustrates the combination of both flexibility and usability of our model. This case study is also an important independent contribution as this is the first faithful security analysis of these unmodified protocols in a universal composability setting.

Abstract

Composition theorems in simulation-based approaches allow to build complex protocols from sub-protocols in a modular way. However, as first pointed out and studied by Canetti and Rabin, this modular approach often leads to impractical implementations. For example, when using a functionality for digital signatures within a more complex protocol, parties have to generate new verification and signing keys for every session of the protocol. This motivates to generalize composition theorems to so-called joint state theorems, where different copies of a functionality may share some state, e.g., the same verification and signing keys. In this paper, we present a joint state theorem which is more general than the original theorem of Canetti and Rabin, for which several problems and limitations are pointed out. We apply our theorem to obtain joint state realizations for three functionalities: public-key encryption, replayable public-key encryption, and digital signatures. Unlike most other formulations, our functionalities model that ciphertexts and signatures are computed locally, rather than being provided by the adversary. To obtain the joint state realizations, the functionalities have to be designed carefully. Other formulations are shown to be unsuitable. Our work is based on a recently proposed, rigorous model for simulation-based security by Küsters, called the IITM model. Our definitions and results demonstrate the expressivity and simplicity of this model. For example, unlike Canetti's UC model, in the IITM model no explicit joint state operator needs to be defined and the joint state theorem follows immediately from the composition theorem in the IITM model.

Abstract

The universal composability paradigm allows for the modular design and analysis of cryptographic protocols. It has been widely and successfully used in cryptography. However, devising a coherent yet simple and expressive model for universal composability is, as the history of such models shows, highly non-trivial. For example, several partly severe problems have been pointed out in the literature for the UC model. In this work, we propose a coherent model for universal composability, called the IITM model (``Inexhaustible Interactive Turing Machine''). A main feature of the model is that it is stated without a priori fixing irrelevant details, such as a specific way of addressing of machines by session and party identifiers, a specific modeling of corruption, or a specific protocol hierarchy. In addition, we employ a very general notion of runtime. All reasonable protocols and ideal functionalities should be expressible based on this notion in a direct and natural way, and without tweaks, such as (artificial) padding of messages or (artificially) adding extra messages. Not least because of these features, the model is simple and expressive. Also the general results that we prove, such as composition theorems, hold independently of how such details are fixed for concrete applications. Being inspired by other models for universal composability, in particular the UC model and because of the flexibility and expressivity of the IITM model, conceptually, results formulated in these models directly carry over to the IITM model.

Abstract

While accountability is a well-known concept in distributed systems and cryptography, in the literature on blockchains (and, more generally, distributed ledgers) the formal treatment of accountability has been a blind spot: there does not exist a formalization let alone a formal proof of accountability for any blockchain yet. Therefore, in this work we put forward and propose a formal treatment of accountability in this domain. Our goal is to formally state and prove that if in a run of a blockchain a central security property, such as consistency, is not satisfied, then misbehaving parties can be identified and held accountable. Accountability is particularly useful for permissioned blockchains where all parties know each other, and hence, accountability incentivizes all parties to behave honestly. We exemplify our approach for one of the most prominent permissioned blockchains: Hyperledger Fabric in its most common instantiation.

Abstract

While accountability is a well-known concept in distributed systems and cryptography, in the literature on blockchains (and, more generally, distributed ledgers) the formal treatment of accountability has been a blind spot: there does not exist a formalization let alone a formal proof of accountability for any blockchain yet. Therefore, in this work we put forward and propose a formal treatment of accountability in this domain. Our goal is to formally state and prove that if in a run of a blockchain a central security property, such as consistency, is not satisfied, then misbehaving parties can be identified and held accountable. Accountability is particularly useful for permissioned blockchains where all parties know each other, and hence, accountability incentivizes all parties to behave honestly. We exemplify our approach for one of the most prominent permissioned blockchains: Hyperledger Fabric in its most common instantiation.

Abstract

Modern electronic voting systems (e-voting systems) are designed to provide not only vote privacy but also (end-to-end) verifiability. Several verifiable e-voting systems have been proposed in the literature, with Helios being one of the most prominent ones. Almost all such systems, however, reveal not just the voting result but also the full tally, consisting of the exact number of votes per candidate or even all single votes. There are several situations where this is undesirable. For example, in elections with only a few voters (e.g., boardroom or jury votings), revealing the complete tally leads to a low privacy level, possibly deterring voters from voting for their actual preference. In other cases, revealing the complete tally might unnecessarily embarrass some candidates. Often, the voting result merely consists of a single winner or a ranking of candidates, so revealing only this information but not the complete tally is sufficient. This property is called tally-hiding and it offers completely new options for e-voting. In this paper, we propose the first provably secure end-to-end verifiable tally-hiding e-voting system, called Ordinos. We instantiated our system with suitable cryptographic primitives, including an MPC protocol for greater-than tests, implemented the system, and evaluated its performance, demonstrating its practicality. Moreover, our work provides a deeper understanding of tally-hiding in general, in particular in how far tally-hiding affects the levels of privacy and verifiability of e-voting systems.

Abstract

Modern electronic voting systems (e-voting systems) are designed to provide not only vote privacy but also (end-to-end) verifiability. Several verifiable e-voting systems have been proposed in the literature, with Helios being one of the most prominent ones. Almost all such systems, however, reveal not just the voting result but also the full tally, consisting of the exact number of votes per candidate or even all single votes. There are several situations where this is undesirable. For example, in elections with only a few voters (e.g., boardroom or jury votings), revealing the complete tally leads to a low privacy level, possibly deterring voters from voting for their actual preference. In other cases, revealing the complete tally might unnecessarily embarrass some candidates. Often, the voting result merely consists of a single winner or a ranking of candidates, so revealing only this information but not the complete tally is sufficient. This property is called tally-hiding and it offers completely new options for e-voting. In this paper, we propose the first provably secure end-to-end verifiable tally-hiding e-voting system, called Ordinos. We instantiated our system with suitable cryptographic primitives, including an MPC protocol for greater-than tests, implemented the system, and evaluated its performance, demonstrating its practicality. Moreover, our work provides a deeper understanding of tally-hiding in general, in particular in how far tally-hiding affects the levels of privacy and verifiability of e-voting systems.

Abstract

Proving the security of complex protocols is a crucial and very challenging task. A widely used ap- proach for reasoning about such protocols in a modular way is universal composability. Several models for this approach exist, including the UC, GNUC, and IITM models. Despite the wide spread use of the universal composability approach, none of the existing models are fully satisfying. They all lack either soundness, flexibility, or usability. As a result, proofs in the litera- ture are very often formally incorrect, protocols cannot be modeled faithfully, and/or using these models is a burden rather than a help. Given this dire state of affairs, the goal of this work is to provide a framework for universal composability which combines soundness, flexibility, and usability. Developing such a security framework is a very difficult and delicate task, as the long history of frameworks for universal composability shows. As the IITM model appears to be closest to this goal in terms of soundness and flexibility, we build our framework, called iUC, on top of the IITM model. At the core of iUC is a single simple template for spec- ifying essentially arbitrary protocols in a convenient, formally precise, and flexible way, which allows protocol designers to concentrate on the core logic of a protocol. We illustrate the main features of our framework with example functionalities and realizations.

Abstract

Proving the security of complex protocols is a crucial and very challenging task. A widely used ap- proach for reasoning about such protocols in a modular way is universal composability. Several models for this approach exist, including the UC, GNUC, and IITM models. Despite the wide spread use of the universal composability approach, none of the existing models are fully satisfying. They all lack either soundness, flexibility, or usability. As a result, proofs in the litera- ture are very often formally incorrect, protocols cannot be modeled faithfully, and/or using these models is a burden rather than a help. Given this dire state of affairs, the goal of this work is to provide a framework for universal composability which combines soundness, flexibility, and usability. Developing such a security framework is a very difficult and delicate task, as the long history of frameworks for universal composability shows. As the IITM model appears to be closest to this goal in terms of soundness and flexibility, we build our framework, called iUC, on top of the IITM model. At the core of iUC is a single simple template for spec- ifying essentially arbitrary protocols in a convenient, formally precise, and flexible way, which allows protocol designers to concentrate on the core logic of a protocol. We illustrate the main features of our framework with example functionalities and realizations.

Abstract

The universal composability paradigm allows for the modular design and analysis of cryptographic protocols. It has been widely and successfully used in cryptography. However, devising a coherent yet simple and expressive model for universal composability is, as the history of such models shows, highly non-trivial. For example, several partly severe problems have been pointed out in the literature for the UC model. In this work, we propose a coherent model for universal composability, called the IITM model (``Inexhaustible Interactive Turing Machine''). A main feature of the model is that it is stated without a priori fixing irrelevant details, such as a specific way of addressing of machines by session and party identifiers, a specific modeling of corruption, or a specific protocol hierarchy. In addition, we employ a very general notion of runtime. All reasonable protocols and ideal functionalities should be expressible based on this notion in a direct and natural way, and without tweaks, such as (artificial) padding of messages or (artificially) adding extra messages. Not least because of these features, the model is simple and expressive. Also the general results that we prove, such as composition theorems, hold independently of how such details are fixed for concrete applications. Being inspired by other models for universal composability, in particular the UC model and because of the flexibility and expressivity of the IITM model, conceptually, results formulated in these models directly carry over to the IITM model.

Abstract

The analysis of real-world protocols, in particular key exchange protocols and protocols building on these protocols, is a very complex, error-prone, and tedious task. Besides the complexity of the protocols itself, one important reason for this is that the security of the protocols has to be reduced to the security of the underlying cryptographic primitives for every protocol time and again. We would therefore like to get rid of reduction proofs for real-world key exchange protocols as much as possible and in many cases altogether, also for higher-level protocols which use the exchanged keys. So far some first steps have been taken in this direction. But existing work is still quite limited, and, for example, does not support Diffie-Hellman (DH) key exchange, a prevalent cryptographic primitive for real-world protocols. In this paper, building on work by Küsters and Tuengerthal, we provide an ideal functionality in the universal composability setting which supports several common cryptographic primitives, including DH key exchange. This functionality helps to avoid reduction proofs in the analysis of real-world protocols and often eliminates them completely. We also propose a new general ideal key exchange functionality which allows higher-level protocols to use exchanged keys in an ideal way. As a proof of concept, we apply our framework to three practical DH key exchange protocols, namely ISO 9798-3, SIGMA, and OPTLS.

Abstract

The analysis of real-world protocols, in particular key exchange protocols and protocols building on these protocols, is a very complex, error-prone, and tedious task. Besides the complexity of the protocols itself, one important reason for this is that the security of the protocols has to be reduced to the security of the underlying cryptographic primitives for every protocol time and again. We would therefore like to get rid of reduction proofs for real-world key exchange protocols as much as possible and in many cases altogether, also for higher-level protocols which use the exchanged keys. So far some first steps have been taken in this direction. But existing work is still quite limited, and, for example, does not support Diffie-Hellman (DH) key exchange, a prevalent cryptographic primitive for real-world protocols. In this paper, building on work by Küsters and Tuengerthal, we provide an ideal functionality in the universal composability setting which supports several common cryptographic primitives, including DH key exchange. This functionality helps to avoid reduction proofs in the analysis of real-world protocols and often eliminates them completely. We also propose a new general ideal key exchange functionality which allows higher-level protocols to use exchanged keys in an ideal way. As a proof of concept, we apply our framework to three practical DH key exchange protocols, namely ISO 9798-3, SIGMA, and OPTLS.

Abstract

In universal composability frameworks, adversaries (or environments) and protocols/ideal functionalities often have to exchange meta-information on the network interface, such as algorithms, keys, signatures, ciphertexts, signaling information, corruption-related messages. For these purely modeling-related messages, which do not reflect actual network communication, it would often be very reasonable and natural to expect that adversaries/environments provide the requested information immediately or give control back to the protocol/functionality immediately after having received some information. However, in none of the existing models for universal composability this is guaranteed. We call this the non-responsiveness problem. As discussed in the paper, while formally non-responsiveness does not invalidate any of the universal composability models, it has many disadvantages, such as unnecessarily complex specifications and less expressivity. Also, this problem has often been ignored in the literature, leading to ill-defined and flawed specifications. Protocol designers really should not have to care about this problem at all, but currently they have to: giving the adversary/environment the option to not respond immediately to modeling-related requests does not translate to any real attack scenario. This paper solves the non-responsiveness problem and its negative consequences completely, by avoiding this artificial modeling problem altogether. We propose the new concepts of responsive environments and adversaries. Such environments and adversaries must provide a valid response to modeling-related requests before any other protocol/functionality is activated. Hence, protocol designers do not have to worry any longer about artifacts resulting from such requests not being answered promptly. Our concepts apply to all existing models for universal composability, as exemplified for the UC, GNUC, and IITM models, with full definitions and proofs (simulation relations, transitivity, equivalence of various simulation notions, composition theorems) provided for the IITM model.

Abstract

In universal composability frameworks, adversaries (or environments) and protocols/ideal functionalities often have to exchange meta-information on the network interface, such as algorithms, keys, signatures, ciphertexts, signaling information, corruption-related messages. For these purely modeling-related messages, which do not reflect actual network communication, it would often be very reasonable and natural to expect that adversaries/environments provide the requested information immediately or give control back to the protocol/functionality immediately after having received some information. However, in none of the existing models for universal composability this is guaranteed. We call this the non-responsiveness problem. As discussed in the paper, while formally non-responsiveness does not invalidate any of the universal composability models, it has many disadvantages, such as unnecessarily complex specifications and less expressivity. Also, this problem has often been ignored in the literature, leading to ill-defined and flawed specifications. Protocol designers really should not have to care about this problem at all, but currently they have to: giving the adversary/environment the option to not respond immediately to modeling-related requests does not translate to any real attack scenario. This paper solves the non-responsiveness problem and its negative consequences completely, by avoiding this artificial modeling problem altogether. We propose the new concepts of responsive environments and adversaries. Such environments and adversaries must provide a valid response to modeling-related requests before any other protocol/functionality is activated. Hence, protocol designers do not have to worry any longer about artifacts resulting from such requests not being answered promptly. Our concepts apply to all existing models for universal composability, as exemplified for the UC, GNUC, and IITM models, with full definitions and proofs (simulation relations, transitivity, equivalence of various simulation notions, composition theorems) provided for the IITM model.